Search for: "Karen Dodd" Results 1 - 20 of 65
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27 Jul 2010, 10:28 am by Richard Renner
The SEC awarded $1 million to Glen Kaiser and Karen Kaiser who provided information that helped the SEC win an insider trading case against Pequot Capital. [read post]
27 Jul 2020, 9:57 am by Tom Smith
Karen Bass during the vetting process, urging Biden to pick her because “she’s a loyal No. 2. [read post]
6 Dec 2007, 9:50 am
My friends John & Karen Dodd just sent me this message:     As many of you may (or may not) know, our son, Mark Patridge, is aMarine Lieutenant in Iraq. [read post]
1 Aug 2020, 5:22 am
Representing the Biden campaign were the four main members of his vetting team: Dodd, Rep. [read post]
We may soon find out as a result of a provision in the Dodd Frank Act that requires companies to report the ratio of the CEO’s compensation to that of the median employee. [read post]
27 Jul 2010, 6:24 am by admin
The new Dodd-Frank Act, which we blogged about here, requires the SEC to grant whistleblowers a 10% to 30% reward of the money recovered for information that leads to sanctions exceeding $1 million. [read post]
6 Aug 2012, 6:13 pm by Peter Conti-Brown
 Dodd-Frank initiates a new regime in this respect. [read post]
29 Apr 2010, 2:27 pm by Tom Lamb
"This review will make recommendations regarding the agency's approach to safety issues including Avandia," FDA spokeswoman Karen Riley said on Wednesday. [read post]
20 Jan 2011, 12:19 pm by David Zaring
The inability to find a solution and the looming deadline is “a source of a great deal of concern,” says Karen Petrou, executive director of Federal Financial Analytics, a Washington consultancy on regulation. [read post]
28 Jul 2011, 4:39 pm by Colin O'Keefe
As I remarked to a colleague earlier today, it appears as though consumer finance is the new hydraulic fracturing on the LexBlog Network, as we've seen a flurry of commentary on the subject as of late (and not just because of the Dodd Frank anniversary). [read post]
21 Apr 2015, 7:26 am by Michael Geist
There are also fundraising for Members of Congress (this one for Karen Bass) and fundraising for state governors, including New York Governor Andrew Cuomo, which cost $10,000 per couple. [read post]
14 Oct 2010, 2:31 am by David Lynn
More Dodd-Frank Rulemaking Underway Yesterday, the SEC proposed (and adopted) more rules under the Dodd-Frank Act. [read post]
13 Oct 2011, 4:37 am by Glenn Reynolds
It was Dionne’s colleague Karen Tumulty, a Post reporter and one of the debate panelists. [read post]
4 Feb 2011, 8:02 pm by David Zaring
The SEC and CFTC would make information collected through Form PF available to the Financial Stability Oversight Council, as required by the Dodd-Frank Act. [read post]